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Explaining our taste for excessive harm Marc D. Hauser Viking/Penguin For Jacques and Bert Hauser, my parents, my friends, and my reminder that life should be lived to its fullest Hauser Evilicious. Front matter 2 Pleasure is the greatest incentive to evil. ⎯⎯ Plato To witness suffering does one good, to inflict it even more so. ⎯⎯ Friedrich Nietzsche Man produces evil as a bee produces honey. ⎯⎯ William Golding Hauser Evilicious. Front matter 3 Dear reader, Having lived in Uganda and spoken with people who escaped from the savagery of the brutal dictators Milton Obote and Idi Amin, having heard stories of my father’s childhood as a Jew running through Nazi occupied France, and reading past and present-day accounts of genocide, I am familiar with the horrors of evil. I have also been a student of human nature, trained as a scientist. These experiences have propelled me to study the causes of evil, attempt to make some progress in explaining it to myself, and hopefully to you. There is a great urgency to understanding this problem. None of us can afford to passively watch millions of individuals lose their homes, children, and lives as a result of malice. Sloth is a sin, especially when we live in a world where cultures of evil can so easily erupt. I am also familiar with and deeply moved by human kindness, our capacity to reach out and help strangers. When my father was in a boarding school in the south of France, hiding from the Nazis, a little girl approached him and asked if he was Jewish. My father, conditioned by his parents to deny his background, said no. The girl, sensing doubt, said “Well, if you are Jewish, you should know that the director of the school is handing Jewish children over to the Nazis.” My father promptly called his parents who picked him up, moved him to another village and school, and survived to tell the story. This little girl expressed one of our species’ signature capacities: the ability to show compassion for another person, even if their beliefs and desires are different. In preparation for writing this book, I read transcripts and descriptions of thousands of horrific events, listened to personal stories of survivors from financial ruin and war, worked with abused children who were crucified by unfit parents, and watched both fictional films and documentaries that portrayed psychopaths, dictators of totalitarian regimes, and their hapless victims. As one often does in these circumstances, I developed a tougher skin over time. But I have never lost track of the human travesties that result from evil. As my father’s story suggests, I have also not lost sight of the fact that we are a species that has done great good, and will continue to do so in the future. Nonetheless, to provide a sound and satisfying explanation of evil we must avoid falling into more romantic interpretations of the human condition. Our best protection is science. This is the position I will defend. The topic of evil is massive. This is, however, a short book, written without exhaustive references, in-depth descriptions of our atrocities, and comprehensive engagement with the many theories on offer to explain evil. What I offer is my own explanation of evil, of how it evolved, how it develops within individuals, and how it affects the lives of millions of innocent victims. It is a minimalist explanation of evil that is anchored in the sciences. I believe, as do many scientists, that deep understanding of exceptionally complicated phenomena requires staking out a piece of theoretical real estate with only a few properties, putting to the side many interesting, but potentially distracting details. This book extracts the core of evil, the part that generates all the variation that our history has catalogued, and that our future holds. Sincerely, Hauser Evilicious. Front matter 4 Acknowledgements I wrote this book while my cat, Humphrey Bogart, sat on my desk, staring at the computer monitor. Though he purred a lot, and was good value when I needed a break, he didn’t provide a single insight. Nor did our other pets: a dog, rabbit, and two other cats. For insights, critical comments on my writing, comfort, and endless love and inspiration, there is only one mammal, deliciously wonderful, and without an evil bone in her body ⎯⎯ my wife, Lilan. Marc Aidinoff … a Harvard undergraduate who joined me early on in this journey, digging up references, collecting data, arguing interpretations, sharing my enthusiasm, while offering his own. Kim Beeman and Fritz Tsao … my two oldest and closest friends. They have some of the richest minds around. Their knowledge of film, literature and the arts is unsurpassed. Their capacity to bring these riches to the sciences is a gift. Noam Chomsky… for inspiration, fearless attacks on power mongering, and friendship. Errol Morris… for heated discussion, camaraderie, and insights into evil through his cinematographic lens and critical mind. Many colleagues, students, and friends provided invaluable feedback on various parts of the book, or its entirety: Kim Beeman, Kent Berridge, George Cadwalader, Donal Cahill, Noam Chomsky, Jim Churchill, Randy Cohen, Daniel Dennett, Jonathan Figdor, Nick Haslam, Omar Sultan Haque, Lilan Hauser, Bryce Huebner, Ann Jon, Gordon Kraft-Todd, Errol Morris, Philip Pettit, Steven Pinker, Lisa Pytka, Richard Sosis, Fritz Tsao, Jack Van Honk, and Richard Wrangham. My agent, John Brockman…not only a great agent but a wonderful human being who supported me during challenging times. My editors at Viking/Penguin, Wendy Wolff and Kevin Doughten. Tough when needed. Supportive when needed. A unique blend. The book is all the better for it. Hauser Evilicious. Front matter 5 Table of Contents Prologue. Evilution Chapter 1. Nature’s secrets Chapter 2. Runaway desire Chapter 3. Ravages of denial Chapter 4. Wicked in waiting Epilogue. Evilightenment Hauser Evilicious. Front matter 6 Prologue: Evilution “There is no such thing as eradicating evil [because] the deepest essence of human nature consists of instinctual impulses which are of an elementary nature… and which aim at the satisfaction of certain primal needs.” -- Sigmund Freud I was drowning. This was not the first time. It was also not because I was a poor swimmer. I was 14 years old. A boy named Lionel James, who was the same age but twice my size, was shoving my head under water, roaring with laughter as I struggled to gasp some air. I usually managed to avoid Lionel in the pool, but sometimes he got the best of me while I was playing with friends. Lionel wasn’t the only one who bullied me in junior high school. He was part of an evil three pack, including Ronnie Paxton and Chris Joffe, each much larger and stronger than I. Almost daily they locked me inside of the school’s lockers, bruised my arms by giving me knuckle-punches, and gave me purple-nurples by twisting my nipples. This was no fun for me. For James, Paxton, and Joffe it was delicious enjoyment. Sometimes, while I was locked in my locker, my math teacher would let me out and then ask “Why do you get yourself into these situations?” Though I had great respect for my teacher’s math abilities, and actually had a crush on her, she was socially daft. Did she think I asked to be packaged up in the locker by my tormenters? It was sheer humiliation. One day my mother noticed the bruises. Horrified, she asked what happened. I reluctantly told her the story. She said we were going to talk with the principal. I told her I would prefer water drip torture. She understood and we never went to see the principal. The person who rescued me from my misery was my father, a man who had lived through the war as a child, running from village to village to escape the Nazis, and in so doing, confronted thuggish farm boys whose weight far exceeded their IQ. My father, upon hearing that I didn’t want to go to school anymore, offered a compromise: he would pick me up for lunch every day if I kept going to classes. I agreed, relishing the idea of escaping the lunch-time scene at school where James, Paxton and Joffe pummeled me at will without getting caught. Hauser Prologue. Evilution 7 A month passed. I felt better. My father told me that it was time to go back to lunch at school, but with a plan, one centered around the notion of respect. The only way to command it from my tormenters was to fight back. “But Dad,” I said, “if I hit them, they will crush me.” “They might,” he said, “but you will have gained some respect, and they may turn their attention to someone else.” It seemed like a remarkably stupid idea. But my father lived through a war and fought his way to respect among the thugs in every village school. I decided to give it a go. I went back to school. Soon thereafter, I found myself standing behind Paxton who displayed biceps bigger than my head. I figured I had only one shot. I tapped him on the shoulder and swung as hard as I could, hitting him square in the chest. What aim. What perfection. What wasted energy. With no more than a flinch, Paxton looked down at me, fury in his face, and grunted “What’s up with you?” With tears running and lips trembling, I sputtered “I can’t take it anymore. You, Joffe, and James are constantly hitting me and locking me in the lockers. I can’t take it!” And then, as if his entire brain had been rewired, serotonin surging to provide self-control, dopamine flowing to shift his sense of reward, the hulk spoke: “Really? Okay, we’ll stop.” And just like that, Paxton, Joffe and James stopped. No more locker games, no more bruises. They even saw me as a useful resource, someone who could help them pass some of their exams. From victim to victory. I was fortunate. Many are not. Thousands of children throughout the world are persecuted in a similar way but never fight back or if they do, are crushed for trying. Some are pushed so hard that they commit suicide, tragedies that increasingly make headline news reports. The fact that bullies often torment their victims for personal gain, cause great harm, and often enjoy the experience ⎯⎯ as did Lionel James ⎯⎯ fits well with a common view of evil. On this view, we think of someone as evil if they inflict harm on innocent others, knowing that they are violating moral or legal norms, and relishing the abuse delivered. But what of bullies who, due to immaturity or brain deficits, simply don’t understand the scope of moral boundaries? What if they impose great harm on their victims, but don’t enjoy the experience? What if the victims are not entirely innocent, such as those who double-time as bullies? We can debate questions like these on philosophical grounds, attempting to refine what, precisely, counts as an act of evildoing as opposed to some mere moral wrong, like breaking a promise or having an affair while married. Many have. I don’t believe, however, that this is how we will achieve our deepest understanding. Instead, I turn to the sciences of human nature, focusing on cases where people directly or indirectly cause excessive harm to innocent others as the essence of evil. To explain this form of evil, we must dissect the underlying psychology, the brain circuits that generate this psychology, the genes that build brains, and the evolutionary history that has sculpted the genetic ensemble that makes us distinctively human. This is the approach I pursue. If I’m right about this approach, not only will we gain Hauser Prologue. Evilution 8 a deeper understanding of how and why our species has engaged in evildoing, but we will learn about our own individual vulnerability to follow suit. This prologue provides a sampling of the central ideas minus the rich evidence and explanations that follow in the four core chapters of this book. A brief history of malice Homo sapiens, the knowing and wise animal, has logged an uncontested record of atrocities, despite moral norms prohibiting such actions: no other species has abducted innocent children into rogue armies and then killed those who refused to kill, tossed infants into the air as targets for shooting practice, gang raped women to force them to carry the enemy’s fetus to term while destroying the souls of their powerless husbands, and mutilated and burned men to death because more humane forms of killing were less effective and enjoyable. These are horrific acts. They abound globally and across the ages. Many scholars have judged them as evil. Despite the pervasiveness of these atrocities, evil is commonly perceived as a defect, an unfortunate malignancy that has engulfed and metastasized within our species’ essential goodness. Evil is also denied, relegated to mythology, the delusional imagination of a few madmen, the propaganda of imperialist nations, or the result of a rare mutation. Perhaps because of these impressions, we have an obsessive fascination with evil, evidenced by our fertile capacity to create and then consume films about genocide, cunning rapists, master criminals, corporate raiders, psychopaths and serial killers. We are of two minds, wanting to hide from the atrocities of evil while feeding our insatiable appetite for more. To understand evil is neither to justify nor excuse it, reflexively converting inhumane acts into mere accidents of our biology or the unfortunate consequences of bad environments. To understand evil is to open a door into its essence, to clarify its causes. In some cases, understanding may force us to exonerate the perpetrators, recognizing that they harbored significant brain damage and as a result, lacked self-control or awareness of others’ pain. In other cases, understanding will reveal that they knowingly caused harm to innocent others, relishing the devastation left behind. By describing and understanding an individual’s character with the tools of science, we are more likely to make appropriate assignments of responsibility, blame, punishment, and future risk to society. To understand evil requires facing our species’ sustained record of atrocities, laying out a variety of cases for inspection. Former Reverend Lawrence Murphy was responsible for over two hundred instances of sexual abuse, luring innocent deaf children in with a saintly smile. Charles Manson, the illegitimate son of a sixteen year old woman and the self-proclaimed father of dozens of runaway women, was responsible for the brutal death of five people by means of 114 knife jabs, while also prostituting his Hauser Prologue. Evilution 9 lovers, beating his wife, selling drugs, and stealing cars. Former Chairman of the NASDAQ stock exchange, Bernard Madoff, was responsible for initiating a Ponzi scheme involving money laundering, perjury, and mail fraud that caused thousands of people to suffer financial ruin. Jane Toppan, born Honora Kelley, was an American nurse who was responsible for killing over 30 patients by drug overdose, stating in her testimony that she experienced a sexual thrill when she held dying patients, and that her goal in life was to kill more innocent people than anyone else in history. Former military specialist Charles Granger was responsible for forcing nudity and sex among the Iraqi prisoners of Abu Ghraib, putting individuals on dog leashes, depriving them of their senses with head bags, and piling naked bodies into photographed still lifes, orchestrations that led to the ultimate humiliation and dehumanization of these prisoners. Depending upon how we think about the problem of evil, we might consider the individuals noted above as minor evildoers or not evil at all because the harms were rather insignificant, because their goal wasn’t to directly harm anyone and then enjoy the trail of damage, or because they lacked the mental capacity to assume responsibility for the atrocities committed. These individuals pale in comparison with the most unambiguously radical evildoers of the 20-21 st century ⎯⎯ the dictators Idi Amin, Francisco Franco, Adolf Hitler, Kim Jong-il, Slobodan Milosevic, Pol Pot, Josef Stalin, Charles Taylor, and Mao Zedong. These men were responsible for the brutal deaths of approximately 80 million people combined. Most were mentally healthy, at least in terms of clinical diagnoses. Many relished their atrocities. All devised over-the-top means of ending lives. Whether by enticing or coercing their followers to torture, gang rape, and butcher human flesh, they went beyond what was necessary to get rid of unwanted others. These are excessive harms, carried out with excessive techniques. In this book, I will not only explore these extreme cases, but more mundane ones as well. Each case helps shape our understanding of what propells some individuals to cause harm on small or large scales, while others avoid it entirely, despite temptations to the contrary. Why and How? To explain the landscape of human atrocities, from Reverend Lawrence Murphy to Mao Zedong, we need an account of why we evolved this capacity and how it works. I will explain both of these problems using the theories and evidence of science. Why? Evil evolved as an incidental consequence of our unique form of intelligence. All animals show highly specialized abilities to solve problems linked to survival. Honey bees perform dances to tell others about the precise location of nutritious pollen, providing an information highway that lowers the Hauser Prologue. Evilution 10 costs of individual foraging challenges. Meerkats teach their young how to hunt dangerous but energyrich scorpion prey, providing an education that bypasses the risks of trial and error learning. Humans unconsciously wrinkle their noses and pull back their lips into an expression of disgust that communicates information about disease-ridden and toxic substances, thereby lowering the costs of sickness to others who might be exposed. Each of these specializations involve exquisitely designed neural circuits and sensory machinery. Each specialization is used for one and only one problem ⎯⎯ except in humans. Animal thoughts and emotions are like monogamous relationships, myopically and faithfully focused on a single problem for life. Human thoughts and emotions are like promiscuous relationships, broad-minded and liberated, free to couple as new problems surface. Unlike any other animal, the thoughts and emotions we use to solve problems in one domain can readily be combined and recombined with thoughts and emotions from other domains. This is powerful, providing great flexibility in addressing novel problems, some of which we create for ourselves. Disgust provides an example. Disgust originally evolved as an adaptive response to detecting substances that are toxic to our health, especially substances that are outside of the body but should be inside: feces, urine, blood, and vomit. Within the circulation of a promiscuous brain, however, disgust journeys to distant problems, including the moral attitude of vegetarians toward meat eaters, our revulsion toward incest, and abhorrence of gratuitous torture. This journey involves the same brain mechanism that serves original disgust, together with new connections that give voice to our moral sense. Promiscuity enables creativity. What the sciences reveal is that the capacity for promiscuous thinking was realized by evolutionary changes in the number of newly wired up brain areas. By increasing these connections, it was possible, for the first time, to step outside the more narrow and specialized functions of each particular brain area to solve a broader range of problems. Though we don’t know precisely when these changes occurred, we know they occurred after our split from the other great apes ⎯⎯ the orangutans, gorillas, bonobos and chimpanzees. We know this from looking at both the brains of these species, as well as the ways in which they use tools, communicate, cooperate, and attack each other. Not only are there fewer connections between different regions of the brain, but their thinking in various domains is highly monogamous, faithfully dedicated to specific adaptive problems. Empowered by our new, massively connected and promiscuous brain, we alone migrated into and inhabited virtually every known environment on earth and some beyond, inventing abstract mathematical concepts, conceiving grammatically structured languages, and creating glorious civilizations rich in rituals, laws, and beliefs in the supernatural. Our promiscuous brain also provided us with the engine for evil, but only as an incidental consequence of other adaptive capacities, including those that evolved to harm others for the purpose of surviving and reproducing. Hauser Prologue. Evilution 11 All social animals fight to gain resources, using highly ritualized behaviors to assess their opponents and minimize the personal costs of injury. Changes in hormone levels and brain activity motivate and reward the winners, and minimize the costs to the losers. In a small corner of the landscape of aggressive fighting styles are an elite group of killers, animals that go beyond harming their opponents to obliterating them: ants, wolves, lions, and chimpanzees. When these species attack to kill, they typically target adult members of neighboring groups, using collaborative alliances to take out lone or otherwise vulnerable victims. The rarity and limited scope of this form of lethal aggression is indicative of monogamous thinking, and tells us something important about the economics ⎯⎯ especially the costs and potential rewards of eliminating the enemy, as opposed to merely injuring them. Killing another adult is costly because it involves intense, prolonged combat with another individual who is fighting back. The risks of significant personal injury are therefore high, even if the potential benefit is death to an opponent. As the British anthropologist Richard Wrangham has suggested, animals can surmount these costs by attacking and killing only when there is a significant imbalance of power. This imbalance minimizes the costs to the killers and maximizes the odds of a successful kill. Still, the rarity of killing reinforces an uncontested conclusion among biologists: all animals would rather fight and injure their opponents than fight and obliterate them, assuming that obliteration is costly to the attacker. In some cases, we are just like these other animals ⎯⎯ killophobic. Historical records, vividly summarized by Lieutenant Colonel Dave Grossman in his book On Killing, reveal that in some situations, soldiers avoid killing the enemy even though they could have. For example, despite the fact that Civil War regiments had the potential to kill 500-1000 individuals per minute, the actual rate was only 1-2 per minute. This suggests that under some conditions, killing another when you can see the whites of their eyes is hard. But as the history of genocides reveal, we have evolved ways to bypass this limitation, making us killophilic in a variety of situations. Our brain’s unique capacity for denial is one of the liberating factors. By recruiting denial into our psychology’s artillery, we invented new ways of perceiving the enemy or creating one, distorting reality in the service of feeding a desire for personal gain. Denial, like so many aspects of our psychology, generates beneficial and toxic consequences. Self-deceiving ourselves into believing that we are better than we are is a positive illusion that often has beneficial consequences for our mental and physical health, and for our capacity to win in competition. Denying others their moral worth by reclassifying them as threats to our survival or as non-human objects is toxic thinking. When we deny others their moral worth, the thought of killing them is no longer aversive or inappropriate. If we end someone’s life in defense of our own, we are following our evolved capacity for survival. When we destroy a parasite, we are also protecting our self-interests to survive. And when we destroy an inanimate object or lock it away, there is no emotional baggage because we have bypassed the Hauser Prologue. Evilution 12 connection to individual rights; we have cut out morality as the governor. This suite of transformations, enabled by our promiscuous brain, allowed us to occupy a unique position within the animal kingdom as large scale killers. Chimpanzees only kill adults when there are many attackers against one victim, with the vast majority of kills focused on individuals outside of their own group; most kills within the group are aimed at infants, where the costs to the attacker are low. Though humans also kill members of enemy groups when there are many against one ⎯⎯ a pattern that is common among hunter-gatherers and other smallscale societies ⎯⎯ we depart from this narrow pattern in terms of numbers and the array of potential victims. When humans kill, we go at it with many against many, one against one, and even one against many, including as victims both those outside of our group and those within, young and old, same and opposite sex, and mating partner and competitor. Add the chimpanzee’s adaptive capacity for coalitionary killing to the promiscuous capacity of the human brain, and we arrive at a uniquely aggressive species, one capable of inflicting great harm on others in any context. Though the modern invention of scud missiles and stealth bombers undoubtedly enriched our capacity to kill on a large scale by putting distance between killers and victims, these weapons of mass destruction were not necessary. Today, we need only travel back a few years to 1994 to witness the machete genocides of Rwanda, a painful memory of our capacity to wipe out close to a million people in 100 days with hand to hand combat. This is excessive harm, enabled by our ability to use denial to minimize the perceived costs of killing another person and to motivate the anticipated benefits. Denial turns down the heat of killing another and turns us into callous predators. Evolutionary changes in the connections to the brain’s reward system provided a second, costoffsetting step, allowing us to move into novel arenas for harming others. When an animal wins a fight, the reward circuitry engages, providing a physiological pat on the back and encouragement for the next round. This same circuitry even engages in anticipation of a battle or when watching winners. The reward system is important as it motivates competitive action in situations that are costly. There is one situation, however, where the reward system is remarkably quiet, at least in all social animals except our own: detecting and punishing those who attempt to cheat and free-ride on others’ good will. Punishment carries clear costs, either paid up front in terms of resources expended on physically or psychologically attacking another, or paid at the end if the victim fights back or retaliates. These costs can be offset if punishers and their group benefit by removing cheaters or teaching them a lesson. Among animals, punishment is infrequently seen in vertebrates, especially our closest relatives the nonhuman primates. When it is seen, the most common context is competition, not cooperation. Like lethal killing, then, punishment in animals tends to be restricted to a narrow context. Like lethal killing, punishment in animals is psychologically monogamous. Hauser Prologue. Evilution 13 Punishment in humans is emblematically promiscuous. We castigate others whenever they violate a social norm, in both competitive and cooperative situations, targeting kin and non-kin. Punishment is doled out by the individual directly harmed and also by third party onlookers. We use both physical and non-physical means to discipline cheaters, including ostracism. Punishment’s landscape is vast. The idea I develop here, building on the work of scholars in economics, psychology, and anthropology, is that our species alone circumvented the costs of punishment as an incidental consequence of promiscuity, including an intimate coupling between the systems of aggression and reward. As several brain imaging studies reveal, when we either anticipate or actually punish another, or even witness punishment as a mere bystander, our reward circuitry delivers a honey hit. Delivering just deserts, or watching them delivered, is like eating dessert. We absorb the costs of punishment by feeling good about ratting out the scourges, banishing them from society, and sometimes from life itself. Ironically, as the economist Samuel Bowles has suggested based on mathematical models and a synthesis of the historical record, punishment can strengthen solidarity and cooperation within the group, while simultaneously enhancing antagonism and prejudice toward those outside the inner sanctum. Ironically, the psychology that benefited cooperation among like-minded others may also have functioned to destroy those who have different beliefs and values. The emergence of promiscuous punishment was a momentous event in human history, a celebration of exquisite brain evolution and adaptive design. But this achievement carried a hidden cost, a debt that we continue to pay: A mind capable of feeling good about punishing in the name of virtue is a mind capable of doing bad to feel good. It is a mind that finds real or simulated violence entertaining and seeks ways to satisfy this interest. It is a mind that enjoys watching others suffer while singing O Schadenfreude. It is a mind that is capable of feeling good about killing others who are perceived as parasitic on society. It is a mind that can override the anticipated costs of killing by fueling a taste for killing. Desire, denial, aggression and reward are each associated with specific psychological processes, distinct evolutionary histories, and specific adaptive problems. When processed by a promiscuous brain, these systems connect in ways that are both beneficial to human welfare and deeply deleterious. How? Evil occurs when individuals and societies allow desire for personal gain to combine with the denial of others’ moral worth to justify the use of excessive harms. Everyone has desires, resources they want and experiences they seek. Our desires motivate us into action, often to fulfill personal needs or to help others. We all desire good health, fulfilling relationships, and knowledge to explain the world. Some also desire great wealth and power, each culture weighing in on its signature vision of what counts: money, land, livestock, wives, and subordinates. The desire system motivates action in the service of Hauser Prologue. Evilution 14 rewarding experiences. Some actions have benign or even beneficial consequences for the welfare of others, while others have malignant and costly consequences. Exquisite studies pioneered by the American cognitive neuroscientist Kent Berridge have uncovered the core elements of pleasure, including distinctive systems of wanting, liking and learning. We, and hundreds of other species, often want things we like, and like things we want. This is, obviously, an adaptive coupling. Thanks to experiments at the level of genes, neurons, and behavior, we can tease apart these three systems. Thanks to naturally occurring situations, we can watch these systems come unglued over the course of addictions, leading to the paradoxical and maladaptive situation of wanting more and more, but liking the experience less and less. Addictions, as archetypal examples of excess, provide a model for thinking about evil and its trademark signature of excessive harm. The paradoxical decoupling between wanting and liking is seen most clearly in studies of obesity in rats and humans, where individuals develop skyrocketing desires for food, but fail to experience comparable pleasure from eating. By definition, those who become obese are prone to eat in excess. One reason they do is because eating, or even seeing images of food, no longer delivers the same honey hit to the brain as in their pre-obesity days. The reward system turns off when we turn to excess. This is adaptive because nothing in excess is good. But because the wanting system runs independently, the adaptive response by the liking system has the unfortunate consequence of making us want more even though we enjoy it less. The proposal I develop in this book is that the same process is involved in evil, especially its expression of excessive harm. It is a process that is aided by denial. Everyone engages in denial, negating certain aspects of reality in order to manage painful experiences or put forward a more powerful image. But like desire, denial has both beneficial and costly consequences for self and others. When we listen to the news and hear of human rights violations across the globe, we often hide our heads in the sand, plug our ears, and carry on with our lives as if all is okay on planet Earth. When doctors have to engage in slicing into human flesh to perform surgery, they turn off their compassion for humanity, treating the body as a mechanical device, at least until the surgery is over, and the patient awakes, speaks and smiles. When we confront a challenging opponent in an athletic competition or military confrontation, we often pump ourselves up, tricking our psychology into believing that we are better than we are. Denial turns down the heat of emotion, allowing a cooler approach to decision making and action. But doctors in denial concerning the moral worth of others can be convinced to carry out heinous operations for the “good” of science or the purity of their group, and military leaders in denial of an opponent’s strength can lead their soldiers to annihilation. Individuals in denial can reject different aspects of reality in the service of reward, whether it is personal gain, avoiding pain, or enabling the infliction of pain on others. Hauser Prologue. Evilution 15 In a competitive world with limited resources, our desire system never rests. This is a good thing as it motivates us to take care of our self-interests and strive for bigger and better. But a desire system that never sleeps is a system that is motivated to accrue ever larger coffers or power. To satisfy this inflationary need is often not possible without harming others, either directly or indirectly. To offset the costs of harming another, desire recruits denial. This is a recipe for evil and the creation of excessive harms. It is a recipe that takes two, often benign and highly adaptive ingredients that are essential for motivating action and promoting survival, and combines them into an explosive outcome. Seen in this way, our capacity for evil is as great as our capacity for love and compassion. Evil is part of human nature, a capacity that can’t be denied. What I will show is both how this capacity works, and how some of us, due to biological inheritance and environmental influence, are more likely to end up as evildoers. Historical material on the lives of Franz Stangl and Adolf Eichmann, leaders in the Nazi annihilation of Jews, illustrates how desire and denial combine within individual minds to create excessive harms. Although this is a historical example, focused on the lives of only two men, stories like theirs have been recounted hundreds of times, all over the globe and across time. This pattern points to common mechanisms, identified in detail by the sciences of human nature. Stangl was a politically motivated man with a burning desire to climb to the top of the Nazi hierarchy. A clear path opened when he was appointed commander of the Polish prison Treblinka. Unbeknownst to Stangl, Treblinka was one of the Nazi’s concentration death camps. To fulfill his desire for power therefore required harming thousands of others, or more accurately, commanding Nazi soldiers to harm others on his behalf. But since Stangl had no burning desire to harm the Jews, he dehumanized them, transforming living, breathing, feeling, and thinking people into lifeless “cargo” ⎯⎯ his own expression. Stangl was dry-eyed as officers under his command killed close to one million Jews, one third of them children. The reward? Power and status within the Nazi hierarchy. The death of innocent Jews was a foreseen consequence of Stangl’s desire for power, not his direct goal. Eichmann, Lieutenant Colonel in the Nazi regime, was considered one of the central architects of the Final Solution, the master plan for the extermination of Jews. Eichmann denied Jews their humanity by championing the pamphlets and posters that portrayed them as vermin and parasites. This dehumanizing transformation empowered Eichmann’s belief that cleansing was the only solution to German integrity and power. Eichmann’s reward? Elimination of the Jews. Unlike Stangl, killing Jews was rewarding. As the historian Yaacov Lozowick stated “Eichmann and his ilk did not come to murder Jews by accident or in a fit of absent-mindedness, nor by blindly obeying orders or by being small cogs in a big machine. They worked hard, thought hard, took the lead over many years. They were the alpinists of evil.” Hauser Prologue. Evilution 16 Stangl and Eichmann: two different routes into evil. Both possible and both equally lethal to humanity. This is a lean explanation of why evil evolved and how it develops within individuals and societies. It is an explanation that strips evil down to its root causes, focusing on the core psychological ingredients that enable us to violate moral norms and cause excessive harms to innocent others. A difficult journey This book takes you on a journey into evil. It is a story about our evolutionary past, our present state of affairs, and the prospects for our future. It is as much a story about you and me, as it is about all of our ancestors and future children. It is a story about the nature of moral decay and the prospects of moral growth. It is story about society’s capacity to engineer great harm, and about our own individual responsibility to avoid joining in. Explaining how our genes create brains that create a psychology of desire and denial that leads to excessive harms provides a satisfying explanation for the landscape of evil. It explains all varieties of evil by showing how particular genetic combinations can create moral monsters and how particular environmental conditions can convert good citizens into uncaring killers and extortionists. This explanation will not allow us to banish evil from the world. Rather, it will enable us to understand why some individuals acquire an addiction to feeling good by making others feel bad, and why others cause unimaginable harm to innocent victims while flying the flag of virtue. This, in turn, will help us gain greater awareness of our own vulnerabilities by monitoring the power of attraction between desire and denial. Hauser Prologue. Evilution 17 Endnotes: Prologue. Evilution Recommended books: There are numerous books about evil, most written by philosophers, theologians, historians, political scientists, and legal scholars. The following recommendations are for books about evil written by scientists. They are terrific, I have learned a great deal from them, and some of their ideas powerfully enrich the pages between these covers. Baumeister, R. F. (1999). Evil. Inside human violence and cruelty. New York, W.H. Freeman. Baron-Cohen, S. (2011). The Science of Evil. New York, Basic Books. Oakley, B. (2007). Mean Genes. New York, Prometheus Books. Staub, E. (2010). Overcoming Evil. New York, Oxford University Press. Stone, M. H. (2009). The Anatomy of Evil. New York, Prometheus Books. Zimbardo, P. (2007). The Lucifer Effect. New York, Random House. Notes: • For a philosophical account of the nature of goodness that treats evil as a deviation from our species’ repertoire, see Philippa Foot Natural Goodness (2001, Oxford, Clarendon Press). • For an explicit, philosophical argument for the connection between pleasure and evil, see Colin McGinn‘s Ethics, Evil and Fiction (1997, Oxford, Oxford University Press). For a comprehensive discussion of evil by a philosopher, including important critiques of the existing literature, see John Kekes’ The Roots of Evil (2007, Ithaca, Cornell University Press) • On killing throughout history: Wrangham, R.W. & Glowacki, L. (in press). Intergroup aggression in chimpanzees and war in nomadic hunter-gatherers: evaluating the chimpanzee model. Human Nature; Bowles, S. (2009). Did warfare among ancestral hunter-gatherers affect the evolution of human social behaviors? Science, 324, 1293-1298; Choi, J.-K., & Bowles, S. (2007). The coevolution of parochial altruism and war. Science, 318, 636-640; Grossman, D. (1995). On killing: the psychological costs of learning to kill in war and society. New York, NY: Little, Brown. • For a summary of research on desire, especially the elements of wanting, liking and learning, see Berridge, K.C. (2009). Wanting and Liking: Observations from the Neuroscience and Psychology Laboratory. Inquiry, 52(4), 378-398; Kringelbach, M.L., & Berridge, K.C. (2009). Towards a functional neuroanatomy of pleasure and happiness. Trends Cognitive Science 13(1), 479-487. • The most serious treatment of Stangl can be found in the penetrating interview by Gitta Sereny (1974, Into that Darkness: From Mercy Killing to Mass Murder. London: Random House). There have been different treatments of Adolf Eichmann, most famously by Hannah Arendt in her Eichmann in Jerusalem: A report on the banality of evil. (1963, New York, Viking Press). Arendt’s perspective on Eichmann as an ordinary gentleman who simply followed orders has been seriously challenged, suggesting that he was anything but a banal evildoer; the quote by Holocaust scholar Yaacov Lozowick is one illustration of the more generally accepted view that Eichmann was a radical evildoer with heinous intentions to Hauser Prologue. Evilution 18 exterminate the Jews. He may have lived a calm and peaceful existence outside of his day job at Nazi headquarters, but this was no ordinary citizen. Quotes: • Quote by Lozowick on Eichmann and banality of evil: Lozowick, Y. (2002) Hitler’s Bureaucrats: The Nazi Security Police and the Banality of Evil. New York, Continuum Press, p. 279. Hauser Prologue. Evilution 19 Chapter 1: Nature’s secrets Nature hides her secrets because of her essential loftiness, but not by means of ruse. — Albert Einstein In Charles Darwin’s day, biologists unearthed the mysteries of evolution by means of observation, sometimes accompanied by a simple experiment. This was largely a process of documenting the patterns of variation and uniformity that nature left behind. Only breeders were directly involved in manipulating these patterns, using artificial selection to alter the size, shape, coloration, and lifespan of plants and animals. The Darwins of today continue this tradition, but with new tools, informed by understanding of the genetic code and aided by technical developments in engineering, physics, chemistry, and computer science. These tools allow for deeper penetration into the sources of change, and the causes of evolutionary similarities and differences. They also enable biologists to change the course of evolution and the patterns of development by turning genes off or turning novel ones on, and even creating synthetic organisms in test tubes ⎯⎯ a wonderful playground for understanding both questions of origin, change, and extinction.
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Evilicious - Epstein Files Document HOUSE_OVERSIGHT_012747

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